With 19 years experience as an Independent Compliance Consultant. Prior to this he was an FSA/PIA Supervisor based in Canary Wharf. Qualified to 'Chartered Level', he is an APCC Board member since 2016 and twice appointed as a 'Skilled person' by the FSA. He is President of Pool Cricket Club and loves cricket - a subject best avoided unless you have plenty of time!
With over 11 years as an Independent Compliance Consultant, prior to this 17 years at leading IFA Networks. Qualified to 'Diploma' Level and twice appointed as a 'Skilled person' by the FSA. She enjoys 'family time', holidays and keeping fit.
With over 25 years experience in Banking & Financial Services, in a variety of roles including advising clients, Occupational Scheme Management, IFA Compliance and Operations. G60 qualified. She spends most of her time keeping her 3 sons and Phil in line.
With over 28 years experience in Compliance & Regulatory positions in the IFA sector & Life offices. Qualified to 'Chartered' level and a CII/PFS local committee member for over 25 years. Past Board Member and National Vice President of the CII. She enjoys keeping fit and holidays by the sea.
With over 3-years’ experience at an IFA firm and qualified to Diploma level. She enjoys keeping fit and running.
Business Owner - Regulatory Returns Ltd
With 30 years' experience in Financial Services, including Private Banking, Commercial Finance & Mortgage file checking. A recognised RegData & Gabriel specialist across the IFA sector. She enjoys outdoor pursuits and horticulture.
We refer any DBT related projects to Tom. With over 30 years’ experience both as an IFA and in Compliance & Regulatory positions in the IFA sector, and a real focus on DB transfers and acting as a PTS. Qualified to PFS Fellowship and Chartered Financial Planner level. Away from DB transfers, he enjoys playing the Banjo and Guitar, and going to music festivals.