Documents
Subscribers have online access to an extensive range of Regulatory documents. There are over 200 forms available which include a wide-range of suitability letters, fact-finds, file checklists (ISAs/PPP switching/drawdown/annuities/ISA transfers/replacement contracts), DB transfer 'sanity checklist', spreadsheet of most common registers which IFA's use, various adviser knowledge tests, a range of Disclosure Documents/fee agreements/Retail Client agreements. Fit & Proper declarations, a full complaints handling suite of documents....to name but a few.