IFA Project Work

Bespoke IFA Project work with an agreed fee at the outset

Compliance Consultancy is a skill. It requires in-depth and ongoing regulatory knowledge. Experience is invaluable. This is why, from launch, our core service has been, and continues to be the provision of regular, hands-on support. We are able to undertake one-off projects for IFA firms who require expertise at a particular point in time. All projects are delivered in a bespoke way, fitting the exact needs of your firm. Below are some of the most topical projects we undertake:

- Compliance planning with discussion about future-proofing businesses

- Mock FCA visits and Regulatory health checks

- Director / Board meetings attendance

- FCA authorisations and variations of permission (VOPs)

- Regulatory change projects (e.g. SM&CR)

- Complaints handling